Issues

    Posts Tagged ‘Securities & Exchange Commission’

  • Goldman Sachs faces class action suit for allegedly deceiving investors Monday, April 26, 2010 � by jg

    CNN Money: A federal class action suit has been filed against Goldman Sachs on behalf of company shareholders, charging the company with “deceiving investors about the bank’s financial conditions.”

  • Goldman Sachs earnings rise amid accusations of fraud Tuesday, April 20, 2010 � by chris

    New York Times: Goldman Sachs’ numbers have been getting less attention than a lawsuit filed against the company by the Securities and Exchange Commission.

  • Lawyer pleads guilty in Galleon insider trading case Thursday, December 10, 2009 � by eric

    Bloomberg: David Glovin reports that former Ropes & Gray attorney Brien Santarlas pleads guilty to charges for his role in the Galleon Group-Raj Rajaratnam insider-trading scheme, and is cooperating with authorities.

  • New Century executives charged with civil fraud Monday, December 7, 2009 � by eric

    In January 2007, a New Century executive told California lawmakers everything was fine–and then the situation turned ugly. The SEC charged three New Century execs with fraud today.